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RTX Corp — Director's Dealing 2009
Jan 8, 2009
29781_dirs_2009-01-08_9e68f609-d16a-4905-86cd-79cd18571e67.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-01-06
Reporting Person: CHENEVERT LOUIS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-01-06 | Common Stock | M | 150000 | $31.25 | Acquired | 256760 | Direct |
| 2009-01-06 | Common Stock | F | 25085 | $54.88 | Disposed | 231675 | Direct |
| 2009-01-06 | Common Stock | F | 85414 | $54.88 | Disposed | 146261 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-01-06 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 150000 | Disposed | 2010-01-02 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3217.956 | Indirect |
Footnotes
F1: The reporting person also directly owns 2,400 shares of United Technologies
Career Restricted Common Stock.
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