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RTX Corp — Director's Dealing 2009
Feb 11, 2009
29781_dirs_2009-02-11_923aeec9-a109-49d9-9c1e-212eb04ae78d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-02-09
Reporting Person: CHENEVERT LOUIS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-09 | Common Stock | A | 61464 | $49.62 | Acquired | 207725 | Direct |
| 2009-02-09 | Common Stock | F | 25564 | $49.62 | Disposed | 182161 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3311.654 | Indirect |
Footnotes
F1: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
F2: The reporting person also directly owns 2,400 shares of United Technologies
Career Restricted Common Stock.