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RTX Corp — Director's Dealing 2009
Feb 18, 2009
29781_dirs_2009-02-18_3275316e-8e47-48d9-80a2-6ac2cfe2b174.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-02-13
Reporting Person: DAVID GEORGE AL (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-13 | Common Stock | M | 600000 | $36.2187 | Acquired | 2591314 | Direct |
| 2009-02-13 | Common Stock | F | 57633 | $47.09 | Disposed | 2533681 | Direct |
| 2009-02-13 | Common Stock | F | 461483 | $47.09 | Disposed | 2072198 | Direct |
| 2009-02-17 | Common Stock | D | 5000 | $46.25 | Disposed | 2067198 | Direct |
| 2009-02-17 | Common Stock | D | 5000 | $46.2 | Disposed | 2062198 | Direct |
| 2009-02-17 | Common Stock | D | 5000 | $46.1 | Disposed | 2057198 | Direct |
| 2009-02-17 | Common Stock | D | 25442 | $46.05 | Disposed | 2031756 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-13 | Non-Qualified Stock Option (right to buy) | $36.2187 | M | 600000 | Disposed | 2009-04-29 | Common Stock (600000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 179.622 | Indirect |
| Common Stock | 60324 | Indirect |
| Common Stock | 139676 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies
Career Restricted Common Stock.
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