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RTX Corp — Director's Dealing 2009
May 12, 2009
29781_dirs_2009-05-12_ae518824-7e97-41fa-b4d7-2179a7e1acc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-05-08
Reporting Person: DAVID GEORGE AL (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-08 | Common Stock | M | 150000 | $31.25 | Acquired | 2181756 | Direct |
| 2009-05-08 | Common Stock | F | 26192 | $53.55 | Disposed | 2155564 | Direct |
| 2009-05-08 | Common Stock | F | 87536 | $53.55 | Disposed | 2068028 | Direct |
| 2009-05-11 | Common Stock | S | 18136 | $52.55 | Disposed | 2049892 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-05-08 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 150000 | Disposed | 2010-01-02 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 279.047 | Indirect |
| Common Stock | 60324 | Indirect |
| Common Stock | 139676 | Indirect |
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