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RTX Corp — Director's Dealing 2009
Jun 10, 2009
29781_dirs_2009-06-10_604aa899-ad9a-42c2-b012-fbdfd7cba9f3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-06-08
Reporting Person: DAVID GEORGE AL (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-08 | Common Stock | M | 150000 | $31.25 | Acquired | 2199892 | Direct |
| 2009-06-08 | Common Stock | F | 28103 | $56.49 | Disposed | 2171789 | Direct |
| 2009-06-08 | Common Stock | F | 82980 | $56.49 | Disposed | 2088809 | Direct |
| 2009-06-09 | Common Stock | S | 1458 | $55.612 | Disposed | 2087351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.85 | Disposed | 2085351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.75 | Disposed | 2083351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.6242 | Disposed | 2081351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.624 | Disposed | 2079351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.5921 | Disposed | 2077351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.572 | Disposed | 2075351 | Direct |
| 2009-06-09 | Common Stock | S | 2000 | $55.544 | Disposed | 2073351 | Direct |
| 2009-06-09 | Common Stock | S | 4000 | $55.8 | Disposed | 2069351 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-06-08 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 150000 | Disposed | 2010-01-02 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 279.047 | Indirect |
| Common Stock | 60324 | Indirect |
| Common Stock | 139676 | Indirect |
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