RTX Corp — Director's Dealing 2009

Aug 11, 2009

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-06-15

Reporting Person: DAVID GEORGE AL (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2009-06-15	Common Stock	G	1000	—	Disposed	2068351	Direct
2009-08-07	Common Stock	M	150000	$31.25	Acquired	1808027	Direct
2009-08-07	Common Stock	F	27539	$55.59	Disposed	1780488	Direct
2009-08-07	Common Stock	F	84323	$55.59	Disposed	1696165	Direct
2009-08-11	Common Stock	S	100	$56.0008	Disposed	1696065	Direct
2009-08-11	Common Stock	S	100	$56.0006	Disposed	1695965	Direct
2009-08-11	Common Stock	S	100	$55.7811	Disposed	1695865	Direct
2009-08-11	Common Stock	S	100	$55.7802	Disposed	1695765	Direct
2009-08-11	Common Stock	S	100	$55.7715	Disposed	1695665	Direct
2009-08-11	Common Stock	S	100	$55.7708	Disposed	1695565	Direct
2009-08-11	Common Stock	S	100	$55.7707	Disposed	1695465	Direct
2009-08-11	Common Stock	S	100	$55.7505	Disposed	1695365	Direct
2009-08-11	Common Stock	S	200	$56.0004	Disposed	1695165	Direct
2009-08-11	Common Stock	S	200	$56	Disposed	1694965	Direct
2009-08-11	Common Stock	S	200	$55.7805	Disposed	1694765	Direct
2009-08-11	Common Stock	S	1016	$55.7501	Disposed	1693749	Direct
2009-08-11	Common Stock	S	1200	$55.78	Disposed	1692549	Direct
2009-08-11	Common Stock	S	1200	$55.7501	Disposed	1691349	Direct
2009-08-11	Common Stock	S	1400	$55.76	Disposed	1689949	Direct
2009-08-11	Common Stock	S	1800	$55.77	Disposed	1688149	Direct
2009-08-11	Common Stock	S	11053	$55.75	Disposed	1677096	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2009-08-07	Non-Qualified Stock Option (right to buy)	$31.25	M	150000	Disposed	2010-01-02	Common Stock (150000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (Career Restricted)	97064	Direct
Common Stock	280.766	Indirect
Common Stock	60324	Indirect

Footnotes

F1: Since the date of the reporting person's last ownership report, the balance of common stock owned has been reduced by 550,000 shares as a result of a transfer of common stock pursuant to a domestic relations order.