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RTX Corp — Director's Dealing 2009
Aug 11, 2009
29781_dirs_2009-08-11_bf896642-6dab-42f0-ba49-df6a80d5b308.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-08-10
Reporting Person: Gill Charles D (Senior VP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-10 | Common Stock | M | 13000 | $31.705 | Acquired | 17722 | Direct |
| 2009-08-10 | Common Stock | M | 12800 | $32.17 | Acquired | 30522 | Direct |
| 2009-08-10 | Common Stock | S | 100 | $56.0009 | Disposed | 30422 | Direct |
| 2009-08-10 | Common Stock | S | 100 | $56.0007 | Disposed | 30322 | Direct |
| 2009-08-10 | Common Stock | S | 100 | $55.9605 | Disposed | 30222 | Direct |
| 2009-08-10 | Common Stock | S | 100 | $55.8506 | Disposed | 30122 | Direct |
| 2009-08-10 | Common Stock | S | 200 | $55.9609 | Disposed | 29922 | Direct |
| 2009-08-10 | Common Stock | S | 300 | $56.0103 | Disposed | 29622 | Direct |
| 2009-08-10 | Common Stock | S | 300 | $56.01 | Disposed | 29322 | Direct |
| 2009-08-10 | Common Stock | S | 300 | $55.9603 | Disposed | 29022 | Direct |
| 2009-08-10 | Common Stock | S | 390 | $56.0004 | Disposed | 28632 | Direct |
| 2009-08-10 | Common Stock | S | 1100 | $55.962 | Disposed | 27532 | Direct |
| 2009-08-10 | Common Stock | S | 1400 | $56.0001 | Disposed | 26132 | Direct |
| 2009-08-10 | Common Stock | S | 1700 | $55.961 | Disposed | 24432 | Direct |
| 2009-08-10 | Common Stock | S | 2400 | $55.9601 | Disposed | 22032 | Direct |
| 2009-08-10 | Common Stock | S | 3500 | $56.001 | Disposed | 18532 | Direct |
| 2009-08-10 | Common Stock | S | 5710 | $55.844 | Disposed | 12822 | Direct |
| 2009-08-10 | Common Stock | S | 8100 | $56 | Disposed | 4722 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-10 | Non-Qualified Stock Option (right to buy) | $32.17 | M | 12800 | Disposed | 2012-01-01 | Common Stock (12800) | Direct |
| 2009-08-10 | Non-Qualified Stock Option (right to buy) | $31.705 | M | 13000 | Disposed | 2013-01-01 | Common Stock (13000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4497.206 | Indirect |
| Common Stock | 1508.263 | Indirect |
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