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RTX Corp — Director's Dealing 2009
Aug 25, 2009
29781_dirs_2009-08-25_6bc63843-30b8-4cdc-8539-f885645ca155.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-08-21
Reporting Person: BOUSBIB ARI (Pres., Commercial & UTC EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-21 | Common Stock | M | 125000 | $38.5 | Acquired | 163288 | Direct |
| 2009-08-21 | Common Stock | S | 200 | $58.765 | Disposed | 163088 | Direct |
| 2009-08-21 | Common Stock | S | 800 | $58.72 | Disposed | 162288 | Direct |
| 2009-08-21 | Common Stock | S | 800 | $58.7 | Disposed | 161488 | Direct |
| 2009-08-21 | Common Stock | S | 1800 | $58.73 | Disposed | 159688 | Direct |
| 2009-08-21 | Common Stock | S | 1800 | $58.66 | Disposed | 157888 | Direct |
| 2009-08-21 | Common Stock | S | 3800 | $58.69 | Disposed | 154088 | Direct |
| 2009-08-21 | Common Stock | S | 4000 | $58.71 | Disposed | 150088 | Direct |
| 2009-08-21 | Common Stock | S | 5700 | $58.67 | Disposed | 144388 | Direct |
| 2009-08-21 | Common Stock | S | 6600 | $58.74 | Disposed | 137788 | Direct |
| 2009-08-21 | Common Stock | S | 6700 | $58.78 | Disposed | 131088 | Direct |
| 2009-08-21 | Common Stock | S | 8400 | $58.68 | Disposed | 122688 | Direct |
| 2009-08-21 | Common Stock | S | 9700 | $58.65 | Disposed | 112988 | Direct |
| 2009-08-21 | Common Stock | S | 10500 | $58.77 | Disposed | 102488 | Direct |
| 2009-08-21 | Common Stock | S | 17500 | $58.76 | Disposed | 84988 | Direct |
| 2009-08-21 | Common Stock | S | 21700 | $58.75 | Disposed | 63288 | Direct |
| 2009-08-21 | Common Stock | S | 25000 | $58.8 | Disposed | 38288 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-21 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 125000 | Disposed | 2011-04-25 | Common Stock (125000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6962.056 | Indirect |
| Common Stock | 44298 | Indirect |
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