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RTX Corp — Director's Dealing 2009
Aug 25, 2009
29781_dirs_2009-08-25_f324c231-8215-4aa0-a116-97aecf5a3f2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-08-24
Reporting Person: Brown William M (President, UTC Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-24 | Common Stock | M | 20600 | $31.25 | Acquired | 30788 | Direct |
| 2009-08-24 | Common Stock | S | 100 | $59.331 | Disposed | 30688 | Direct |
| 2009-08-24 | Common Stock | S | 600 | $59.3303 | Disposed | 30088 | Direct |
| 2009-08-24 | Common Stock | S | 3100 | $59.335 | Disposed | 26988 | Direct |
| 2009-08-24 | Common Stock | S | 16800 | $59.33 | Disposed | 10188 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-24 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 20600 | Disposed | 2010-01-02 | Common Stock (20600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3906.167 | Indirect |
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