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RTX Corp — Director's Dealing 2009
Aug 27, 2009
29781_dirs_2009-08-27_431dd7fe-37d6-4dc6-a264-9ce43d93822c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-08-25
Reporting Person: CHENEVERT LOUIS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-25 | Common Stock | M | 100000 | $38.5 | Acquired | 300777 | Direct |
| 2009-08-25 | Common Stock | F | 14756 | $59.71 | Disposed | 286021 | Direct |
| 2009-08-25 | Common Stock | F | 64479 | $59.71 | Disposed | 221542 | Direct |
| 2009-08-26 | Common Stock | S | 100 | $59.7504 | Disposed | 221442 | Direct |
| 2009-08-26 | Common Stock | S | 100 | $59.7503 | Disposed | 221342 | Direct |
| 2009-08-26 | Common Stock | S | 2806 | $59.752 | Disposed | 218536 | Direct |
| 2009-08-26 | Common Stock | S | 5300 | $59.751 | Disposed | 213236 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-25 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 100000 | Disposed | 2011-04-25 | Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2400 | Direct |
| Common Stock | 3458.537 | Indirect |
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