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RTX Corp — Director's Dealing 2009
Aug 27, 2009
29781_dirs_2009-08-27_d83d7395-7737-436e-8570-b6c2ea1f97d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-08-25
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-25 | Common Stock | M | 20000 | $31.25 | Acquired | 33990 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.862 | Disposed | 33890 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.8506 | Disposed | 33790 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.841 | Disposed | 33690 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.832 | Disposed | 33590 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.8313 | Disposed | 33490 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.831 | Disposed | 33390 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.8301 | Disposed | 33290 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.822 | Disposed | 33190 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.8118 | Disposed | 33090 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.8105 | Disposed | 32990 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.8104 | Disposed | 32890 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.7811 | Disposed | 32790 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.7711 | Disposed | 32690 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.7709 | Disposed | 32590 | Direct |
| 2009-08-25 | Common Stock | S | 100 | $59.7614 | Disposed | 32490 | Direct |
| 2009-08-25 | Common Stock | S | 200 | $59.8612 | Disposed | 32290 | Direct |
| 2009-08-25 | Common Stock | S | 200 | $59.8606 | Disposed | 32090 | Direct |
| 2009-08-25 | Common Stock | S | 200 | $59.8112 | Disposed | 31890 | Direct |
| 2009-08-25 | Common Stock | S | 200 | $59.81 | Disposed | 31690 | Direct |
| 2009-08-25 | Common Stock | S | 500 | $59.79 | Disposed | 31190 | Direct |
| 2009-08-25 | Common Stock | S | 600 | $59.842 | Disposed | 30590 | Direct |
| 2009-08-25 | Common Stock | S | 700 | $59.812 | Disposed | 29890 | Direct |
| 2009-08-25 | Common Stock | S | 700 | $59.78 | Disposed | 29190 | Direct |
| 2009-08-25 | Common Stock | S | 1000 | $59.85 | Disposed | 28190 | Direct |
| 2009-08-25 | Common Stock | S | 1000 | $59.814 | Disposed | 27190 | Direct |
| 2009-08-25 | Common Stock | S | 1100 | $59.84 | Disposed | 26090 | Direct |
| 2009-08-25 | Common Stock | S | 1100 | $59.772 | Disposed | 24990 | Direct |
| 2009-08-25 | Common Stock | S | 1700 | $59.771 | Disposed | 23290 | Direct |
| 2009-08-25 | Common Stock | S | 2100 | $59.76 | Disposed | 21190 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-25 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 20000 | Disposed | 2010-01-02 | Common Stock (20000) | Direct |
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