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RTX Corp — Director's Dealing 2009
Sep 2, 2009
29781_dirs_2009-09-02_74106d42-9f3f-49b4-bacd-74c03acc44d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-08-31
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-31 | Common Stock | M | 50000 | $38.5 | Acquired | 129258.3696 | Direct |
| 2009-08-31 | Common Stock | F | 7315 | $59.36 | Disposed | 121943.3696 | Direct |
| 2009-08-31 | Common Stock | F | 32430 | $59.36 | Disposed | 89513.3696 | Direct |
| 2009-09-01 | Common Stock | S | 5000 | $60.1 | Disposed | 84513.3696 | Direct |
| 2009-09-01 | Common Stock | S | 5255 | $60 | Disposed | 79258.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-31 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 50000 | Disposed | 2011-04-25 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224 | Direct |
| Common Stock | 8733.333 | Indirect |
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