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RTX Corp — Director's Dealing 2009
Sep 15, 2009
29781_dirs_2009-09-14_f774dcf2-fa4c-4585-a9b1-14b353655abd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-10
Reporting Person: BELLEMARE ALAIN (President, Hamilton Sundstrand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-10 | Common Stock | M | 5000 | $31.705 | Acquired | 30984 | Direct |
| 2009-09-10 | Common Stock | S | 100 | $61.941 | Disposed | 30884 | Direct |
| 2009-09-10 | Common Stock | S | 1800 | $61.932 | Disposed | 29084 | Direct |
| 2009-09-10 | Common Stock | S | 3100 | $61.932 | Disposed | 25984 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-10 | Non-Qualified Stock Option (right to buy) | $31.705 | M | 5000 | Disposed | 2013-01-01 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1813.908 | Indirect |
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