AI assistant
Sending…
RTX Corp — Director's Dealing 2009
Sep 15, 2009
29781_dirs_2009-09-14_5d86d3fd-a8b3-4e83-9e6a-189edf1505b5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-10
Reporting Person: DAVID GEORGE AL (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-10 | Common Stock | M | 200000 | $31.25 | Acquired | 1877096 | Direct |
| 2009-09-10 | Common Stock | F | 41559 | $61.95 | Disposed | 1835537 | Direct |
| 2009-09-10 | Common Stock | F | 100888 | $61.95 | Disposed | 1734649 | Direct |
| 2009-09-11 | Common Stock | S | 200 | $61.76 | Disposed | 1734449 | Direct |
| 2009-09-11 | Common Stock | S | 37353 | $61.75 | Disposed | 1697096 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-10 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 200000 | Disposed | 2010-01-02 | Common Stock (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 97064 | Direct |
| Common Stock | 282.146 | Indirect |
| Common Stock | 278686 | Indirect |
Footnotes
F1: Shares contributed to two grantor retained annuity trusts.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5