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RTX Corp Director's Dealing 2009

Sep 15, 2009

29781_dirs_2009-09-14_5d86d3fd-a8b3-4e83-9e6a-189edf1505b5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-10

Reporting Person: DAVID GEORGE AL (Director, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-09-10 Common Stock M 200000 $31.25 Acquired 1877096 Direct
2009-09-10 Common Stock F 41559 $61.95 Disposed 1835537 Direct
2009-09-10 Common Stock F 100888 $61.95 Disposed 1734649 Direct
2009-09-11 Common Stock S 200 $61.76 Disposed 1734449 Direct
2009-09-11 Common Stock S 37353 $61.75 Disposed 1697096 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-09-10 Non-Qualified Stock Option (right to buy) $31.25 M 200000 Disposed 2010-01-02 Common Stock (200000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 97064 Direct
Common Stock 282.146 Indirect
Common Stock 278686 Indirect

Footnotes

F1: Shares contributed to two grantor retained annuity trusts.