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RTX Corp — Director's Dealing 2009
Sep 21, 2009
29781_dirs_2009-09-21_6c29a485-c91d-414f-8172-4b72c44f58fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-17
Reporting Person: GORELICK JAMIE S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-17 | Common Stock | M | 5700 | $31.0938 | Acquired | 9606.9246 | Direct |
| 2009-09-17 | Common Stock | S | 500 | $62.572 | Disposed | 9106.9246 | Direct |
| 2009-09-17 | Common Stock | S | 2000 | $62.57 | Disposed | 7106.9246 | Direct |
| 2009-09-17 | Common Stock | S | 3200 | $62.571 | Disposed | 3906.9246 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-17 | Non-Qualified Stock Option (right to buy) | $31.0938 | M | 5700 | Disposed | 2010-04-27 | Common Stock (5700) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14000 | Indirect |
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