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RTX Corp — Director's Dealing 2009
Sep 21, 2009
29781_dirs_2009-09-21_b166a69c-eeed-455e-a189-cb20087a7441.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-17
Reporting Person: VILLENEUVE ANDRE F H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-17 | Common Stock | M | 5700 | $31.0938 | Acquired | 5700 | Direct |
| 2009-09-17 | Common Stock | M | 5000 | $39.25 | Acquired | 10700 | Direct |
| 2009-09-17 | Common Stock | M | 5000 | $32.17 | Acquired | 15700 | Direct |
| 2009-09-17 | Common Stock | M | 3700 | $37.625 | Acquired | 19400 | Direct |
| 2009-09-17 | Common Stock | S | 19400 | $62.25 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-17 | Non-Qualified Stock Option (right to buy) | $31.0938 | M | 5700 | Disposed | 2010-04-27 | Common Stock (5700) | Direct |
| 2009-09-17 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 3700 | Disposed | 2011-01-01 | Common Stock (3700) | Direct |
| 2009-09-17 | Non-Qualified Stock Option (right to buy) | $39.25 | M | 5000 | Disposed | 2011-04-27 | Common Stock (5000) | Direct |
| 2009-09-17 | Non-Qualified Stock Option (right to buy) | $32.17 | M | 5000 | Disposed | 2012-01-01 | Common Stock (5000) | Direct |
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