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RTX Corp — Director's Dealing 2009
Sep 24, 2009
29781_dirs_2009-09-24_40a9e5d8-6b07-4947-b570-aab61d3756b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-23
Reporting Person: Pino Jeffrey P (President, Sikorsky Aircraft)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-23 | Common Stock | M | 30000 | $31.705 | Acquired | 39366 | Direct |
| 2009-09-23 | Common Stock | S | 1500 | $63 | Disposed | 37866 | Direct |
| 2009-09-23 | Common Stock | S | 3500 | $62.9304 | Disposed | 34366 | Direct |
| 2009-09-23 | Common Stock | S | 5000 | $63.03 | Disposed | 29366 | Direct |
| 2009-09-23 | Common Stock | S | 5000 | $63.0001 | Disposed | 24366 | Direct |
| 2009-09-23 | Common Stock | S | 5000 | $62.97 | Disposed | 19366 | Direct |
| 2009-09-23 | Common Stock | S | 10000 | $63.0502 | Disposed | 9366 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-09-23 | Non-Qualified Stock Option (right to buy) | $31.705 | M | 30000 | Disposed | 2013-01-01 | Common Stock (30000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2746.302 | Indirect |
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