RTX Corp — Director's Dealing 2009

Nov 17, 2009

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-09-10

Reporting Person: DAVID GEORGE AL (Director, Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2009-09-10	Common Stock	G	5325	—	Disposed	1729324	Direct
2009-09-23	Common Stock	G	200	—	Disposed	1473209	Direct
2009-11-13	Common Stock	M	300000	$37.625	Acquired	1773209	Direct
2009-11-13	Common Stock	F	58185	$67.99	Disposed	1715024	Direct
2009-11-13	Common Stock	F	166018	$67.99	Disposed	1549006	Direct
2009-11-16	Common Stock	S	100	$68.79	Disposed	1548906	Direct
2009-11-16	Common Stock	S	100	$68.532	Disposed	1548806	Direct
2009-11-16	Common Stock	S	200	$68.641	Disposed	1548606	Direct
2009-11-16	Common Stock	S	200	$68.621	Disposed	1548406	Direct
2009-11-16	Common Stock	S	400	$68.542	Disposed	1548006	Direct
2009-11-16	Common Stock	S	400	$68.541	Disposed	1547606	Direct
2009-11-16	Common Stock	S	647	$68.751	Disposed	1546959	Direct
2009-11-16	Common Stock	S	687	$68.49	Disposed	1546272	Direct
2009-11-16	Common Stock	S	800	$68.77	Disposed	1545472	Direct
2009-11-16	Common Stock	S	1000	$68.78	Disposed	1544472	Direct
2009-11-16	Common Stock	S	1000	$68.611	Disposed	1543472	Direct
2009-11-16	Common Stock	S	1100	$68.521	Disposed	1542372	Direct
2009-11-16	Common Stock	S	1300	$68.482	Disposed	1541072	Direct
2009-11-16	Common Stock	S	1450	$68.76	Disposed	1539622	Direct
2009-11-16	Common Stock	G	1500	—	Disposed	1538122	Direct
2009-11-16	Common Stock	S	1800	$68.522	Disposed	1536322	Direct
2009-11-16	Common Stock	S	1900	$68.531	Disposed	1534422	Direct
2009-11-16	Common Stock	S	2100	$68.552	Disposed	1532322	Direct
2009-11-16	Common Stock	S	2200	$68.551	Disposed	1530122	Direct
2009-11-16	Common Stock	S	2290	$68.651	Disposed	1527832	Direct
2009-11-16	Common Stock	S	2488	$68.601	Disposed	1525344	Direct
2009-11-16	Common Stock	S	2622	$68.631	Disposed	1522722	Direct
2009-11-16	Common Stock	S	3013	$68.481	Disposed	1519709	Direct
2009-11-16	Common Stock	S	5000	$68.65	Disposed	1514709	Direct
2009-11-16	Common Stock	S	6200	$68.6	Disposed	1508509	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2009-11-13	Non-Qualified Stock Option (right to buy)	$37.625	M	300000	Disposed	2011-01-01	Common Stock (300000)	Direct