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RTX Corp Director's Dealing 2009

Nov 17, 2009

29781_dirs_2009-11-17_cc03230d-c41e-4ac8-962f-513ed72a5987.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-11-16

Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-11-16 Common Stock M 10000 $31.25 Acquired 23990 Direct
2009-11-16 Common Stock S 500 $68.79 Disposed 23490 Direct
2009-11-16 Common Stock S 500 $68.77 Disposed 22990 Direct
2009-11-16 Common Stock S 1400 $68.78 Disposed 21590 Direct
2009-11-16 Common Stock S 1800 $68.791 Disposed 19790 Direct
2009-11-16 Common Stock S 5800 $68.76 Disposed 13990 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-11-16 Non-Qualified Stock Option (right to buy) $31.25 M 10000 Disposed 2010-01-02 Common Stock (10000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock (Career Restricted) 4960 Direct
Common Stock 10890.586 Indirect