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RTX Corp — Director's Dealing 2009
Nov 17, 2009
29781_dirs_2009-11-17_cc03230d-c41e-4ac8-962f-513ed72a5987.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-11-16
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-16 | Common Stock | M | 10000 | $31.25 | Acquired | 23990 | Direct |
| 2009-11-16 | Common Stock | S | 500 | $68.79 | Disposed | 23490 | Direct |
| 2009-11-16 | Common Stock | S | 500 | $68.77 | Disposed | 22990 | Direct |
| 2009-11-16 | Common Stock | S | 1400 | $68.78 | Disposed | 21590 | Direct |
| 2009-11-16 | Common Stock | S | 1800 | $68.791 | Disposed | 19790 | Direct |
| 2009-11-16 | Common Stock | S | 5800 | $68.76 | Disposed | 13990 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-16 | Non-Qualified Stock Option (right to buy) | $31.25 | M | 10000 | Disposed | 2010-01-02 | Common Stock (10000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4960 | Direct |
| Common Stock | 10890.586 | Indirect |
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