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RTX Corp — Director's Dealing 2009
Nov 17, 2009
29781_dirs_2009-11-17_fca17cf4-d237-47ad-9733-6ffdf01b5049.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-11-16
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-16 | Common Stock | M | 50000 | $38.5 | Acquired | 129258.3696 | Direct |
| 2009-11-16 | Common Stock | S | 5000 | $69.54 | Disposed | 124258.3696 | Direct |
| 2009-11-16 | Common Stock | S | 7656 | $69.55 | Disposed | 116602.3696 | Direct |
| 2009-11-16 | Common Stock | F | 9582 | $69.34 | Disposed | 107020.3696 | Direct |
| 2009-11-16 | Common Stock | F | 27762 | $69.34 | Disposed | 79258.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-16 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 50000 | Disposed | 2011-04-25 | Common Stock (50000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 4224 | Direct |
| Common Stock | 8758.592 | Indirect |
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