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RTX Corp — Director's Dealing 2009
Nov 19, 2009
29781_dirs_2009-11-19_8f58dff0-2a82-4adc-82f2-d50b84676caa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-11-17
Reporting Person: BOUSBIB ARI (Pres., Commercial & UTC EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-17 | Common Stock | M | 125000 | $38.5 | Acquired | 163288 | Direct |
| 2009-11-17 | Common Stock | S | 2700 | $69.751 | Disposed | 160588 | Direct |
| 2009-11-17 | Common Stock | S | 122300 | $69.75 | Disposed | 38288 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-17 | Non-Qualified Stock Option (right to buy) | $38.5 | M | 125000 | Disposed | 2011-04-25 | Common Stock (125000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6980.632 | Indirect |
| Common Stock | 44298 | Indirect |
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