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RTX Corp — Director's Dealing 2009
Nov 24, 2009
29781_dirs_2009-11-24_f6c8246c-5ed9-4f48-8651-faa995daa4bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-11-23
Reporting Person: HAYES GREGORY (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-23 | Common Stock | M | 11800 | $37.625 | Acquired | 30195 | Direct |
| 2009-11-23 | Common Stock | S | 400 | $68.5706 | Disposed | 29795 | Direct |
| 2009-11-23 | Common Stock | S | 1100 | $68.581 | Disposed | 28695 | Direct |
| 2009-11-23 | Common Stock | S | 2863 | $68.58 | Disposed | 25832 | Direct |
| 2009-11-23 | Common Stock | S | 7437 | $68.57 | Disposed | 18395 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-11-23 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 11800 | Disposed | 2011-01-01 | Common Stock (11800) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3184.157 | Indirect |
| Common Stock | 874 | Indirect |
| Common Stock | 1065.875 | Indirect |
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