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RTX Corp — Director's Dealing 2009
Dec 16, 2009
29781_dirs_2009-12-16_2fadae15-f732-4073-922b-88533097e7af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-12-15
Reporting Person: Bowler J Thomas JR (SVP, Human Resources and Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-15 | Common Stock | M | 18200 | $37.625 | Acquired | 28880 | Direct |
| 2009-12-15 | Common Stock | S | 18200 | $69.75 | Disposed | 10680 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-15 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 18200 | Disposed | 2011-01-01 | Common Stock (18200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (Career Restricted) | 2640 | Direct |
| Common Stock | 15012.628 | Indirect |
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