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RTX Corp Director's Dealing 2009

Dec 17, 2009

29781_dirs_2009-12-17_db676e86-fe0e-43e7-8bb0-7c6eb57dbbca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-12-15

Reporting Person: DAVID GEORGE AL (Director, Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-12-15 Common Stock M 300000 $37.625 Acquired 1889056 Direct
2009-12-15 Common Stock F 60505 $70.25 Disposed 1828551 Direct
2009-12-15 Common Stock F 160677 $70.25 Disposed 1667874 Direct
2009-12-16 Common Stock S 2287 $70.75 Disposed 1665587 Direct
2009-12-16 Common Stock S 7203 $70.55 Disposed 1658384 Direct
2009-12-16 Common Stock S 7713 $70.25 Disposed 1650671 Direct
2009-12-16 Common Stock S 8818 $70.263 Disposed 1641853 Direct
2009-12-16 Common Stock S 10000 $70.5502 Disposed 1631853 Direct
2009-12-16 Common Stock S 10000 $70.4 Disposed 1621853 Direct
2009-12-16 Common Stock S 12797 $70.29 Disposed 1609056 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-12-15 Non-Qualified Stock Option (right to buy) $37.625 M 300000 Disposed 2011-01-01 Common Stock (300000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 278686 Indirect