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RTX Corp — Director's Dealing 2009
Dec 17, 2009
29781_dirs_2009-12-17_db676e86-fe0e-43e7-8bb0-7c6eb57dbbca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-12-15
Reporting Person: DAVID GEORGE AL (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-15 | Common Stock | M | 300000 | $37.625 | Acquired | 1889056 | Direct |
| 2009-12-15 | Common Stock | F | 60505 | $70.25 | Disposed | 1828551 | Direct |
| 2009-12-15 | Common Stock | F | 160677 | $70.25 | Disposed | 1667874 | Direct |
| 2009-12-16 | Common Stock | S | 2287 | $70.75 | Disposed | 1665587 | Direct |
| 2009-12-16 | Common Stock | S | 7203 | $70.55 | Disposed | 1658384 | Direct |
| 2009-12-16 | Common Stock | S | 7713 | $70.25 | Disposed | 1650671 | Direct |
| 2009-12-16 | Common Stock | S | 8818 | $70.263 | Disposed | 1641853 | Direct |
| 2009-12-16 | Common Stock | S | 10000 | $70.5502 | Disposed | 1631853 | Direct |
| 2009-12-16 | Common Stock | S | 10000 | $70.4 | Disposed | 1621853 | Direct |
| 2009-12-16 | Common Stock | S | 12797 | $70.29 | Disposed | 1609056 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-15 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 300000 | Disposed | 2011-01-01 | Common Stock (300000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 278686 | Indirect |
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