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RTX Corp — Director's Dealing 2009
Dec 17, 2009
29781_dirs_2009-12-17_e26d3eeb-7884-46f6-a041-ef9c8b20403f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2009-12-16
Reporting Person: BELLEMARE ALAIN (President, Hamilton Sundstrand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-16 | Common Stock | M | 26400 | $31.705 | Acquired | 49884 | Direct |
| 2009-12-16 | Common Stock | S | 26400 | $70.5 | Disposed | 23484 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-16 | Non-Qualified Stock Option (right to buy) | $31.705 | M | 26400 | Disposed | 2013-01-01 | Common Stock (26400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1818.431 | Indirect |
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