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RTX Corp — Director's Dealing 2008
Jan 4, 2008
29781_dirs_2008-01-04_07f948a8-c16c-4e12-80a6-55a56c380c50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-01-02
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-01-02 | Stock Appreciation Right | $75.21 | A | 298000 | Acquired | 2018-01-01 | Common Stock (298000) | Direct |
Footnotes
F1: The reporting person was also awarded 72,000 performance share units (PSUs)
under the UTC Long Term Incentive Plan. Each PSU has a value equal to one
share of UTC common stock. These PSUs vest solely upon achievement of
pre-established performance targets for UTC's earnings per share and total
shareholder return over a three year performance period.
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