RTX Corp — Director's Dealing 2008

Feb 12, 2008

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-02-04

Reporting Person: Smyth Margaret Mary (Vice President, Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock (Restricted)	18000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$72.75	2018-01-29	Common Stock (11302)		Direct
Stock Appreciation Right	$71.63	2017-08-14	Common Stock (22000)		Direct
Stock Appreciation Right	$75.21	2018-01-01	Common Stock (24500)		Direct

Footnotes

F1: The reporting person was also awarded 5,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.