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RTX Corp — Director's Dealing 2008
May 20, 2008
29781_dirs_2008-05-20_880fc63e-59c5-4d5f-9904-4f2ef9e86dd2.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-05-12
Reporting Person: Michaud-Daniel Didier (President, Otis Elevator)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $31.705 | 2013-01-01 | Common Stock (26600) | Direct | |
| Non-Qualified Stock Option (right to buy) | $32.17 | 2012-01-01 | Common Stock (22000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $46.76 | 2014-01-08 | Common Stock (21600) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.5 | 2015-01-02 | Common Stock (20700) | Direct | |
| Stock Appreciation Right | $56.53 | 2016-01-02 | Common Stock (17400) | Direct | |
| Stock Appreciation Right | $62.81 | 2017-01-02 | Common Stock (15300) | Direct | |
| Stock Appreciation Right | $75.21 | 2018-01-02 | Common Stock (15600) | Direct |
Footnotes
F1: The reporting person was also awarded 5,340 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
F2: The reporting person was also awarded 4,130 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
F3: The reporting person was also awarded 3,750 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.