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RTX Corp — Director's Dealing 2008
Aug 7, 2008
29781_dirs_2008-08-07_0960b49a-3c39-4413-b393-2533d15f1a89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-08-05
Reporting Person: FINGER STEPHEN N (President, Pratt & Whitney)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-08-05 | Common Stock | M | 40000 | $27 | Acquired | 71892 | Direct |
| 2008-08-05 | Common Stock | F | 9778 | $65.54 | Disposed | 62114 | Direct |
| 2008-08-05 | Common Stock | F | 16479 | $65.54 | Disposed | 45635 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-08-05 | Non-Qualified Stock Option (right to buy) | $27 | M | 40000 | Disposed | 2009-01-03 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21825.61 | Indirect |
Footnotes
F1: The reporting person also directly owns 5,600 shares of United Technologies
Career Restricted Common Stock and 40,000 shares of Restricted Common Stock.
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