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RTX Corp — Director's Dealing 2008
Oct 10, 2008
29781_dirs_2008-10-10_099a275c-393e-4ac3-9dd4-c66a0ca47dd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-02-11
Reporting Person: DAVID GEORGE AL (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-02-11 | Common Stock | G | 350 | — | Disposed | 1647272 | Direct |
| 2008-02-28 | Common Stock | G | 1000 | — | Disposed | 1646272 | Direct |
| 2008-03-05 | Common Stock | G | 100 | — | Disposed | 1646172 | Direct |
| 2008-10-08 | Common Stock | M | 800000 | $27 | Acquired | 2446172 | Direct |
| 2008-10-08 | Common Stock | F | 138815 | $46.33 | Disposed | 2307357 | Direct |
| 2008-10-08 | Common Stock | F | 466221 | $46.33 | Disposed | 1841136 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-08 | Non-Qualified Stock Option (right to buy) | $27 | M | 800000 | Disposed | 2009-01-03 | Common Stock (800000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10838.728 | Indirect |
| Common Stock | 60324 | Indirect |
| Common Stock | 139676 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies
Career Restricted Common Stock.
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