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RTX Corp — Director's Dealing 2008
Oct 22, 2008
29781_dirs_2008-10-22_77567671-cea4-4fa4-95d5-50af4f5dcb3b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-10-21
Reporting Person: Brown William M (President, UTC Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-10-21 | Common Stock | M | 12000 | $27 | Acquired | 12000 | Direct |
| 2008-10-21 | Common Stock | S | 300 | $51.8 | Disposed | 11700 | Direct |
| 2008-10-21 | Common Stock | S | 300 | $51.82 | Disposed | 11400 | Direct |
| 2008-10-21 | Common Stock | S | 400 | $51.79 | Disposed | 11000 | Direct |
| 2008-10-21 | Common Stock | S | 400 | $51.76 | Disposed | 10600 | Direct |
| 2008-10-21 | Common Stock | S | 500 | $51.81 | Disposed | 10100 | Direct |
| 2008-10-21 | Common Stock | S | 1300 | $51.78 | Disposed | 8800 | Direct |
| 2008-10-21 | Common Stock | S | 8800 | $51.75 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-21 | Non-Qualified Stock Option (right to buy) | $27 | M | 12000 | Disposed | 2009-01-03 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3251.392 | Indirect |
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