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RTX Corp — Director's Dealing 2008
Nov 3, 2008
29781_dirs_2008-11-03_9daf5bee-e1e0-4bc0-b927-9900bd1c4841.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-10-30
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2008-10-30 | Common Stock | M | 32000 | $27 | Acquired | 40352 | Direct |
| 2008-10-30 | Common Stock | S | 200 | $54.57 | Disposed | 40152 | Direct |
| 2008-10-30 | Common Stock | S | 300 | $54.594 | Disposed | 39852 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $54.0398 | Disposed | 39352 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $53.632 | Disposed | 38852 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $54.55 | Disposed | 38352 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $54.0956 | Disposed | 37852 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $53.671 | Disposed | 37352 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $53.3416 | Disposed | 36852 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $53.64 | Disposed | 36352 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $53.753 | Disposed | 35852 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $54.4912 | Disposed | 35352 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $54.4596 | Disposed | 34852 | Direct |
| 2008-10-30 | Common Stock | S | 500 | $54.6062 | Disposed | 34352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.5016 | Disposed | 33352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.3775 | Disposed | 32352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.5553 | Disposed | 31352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.4696 | Disposed | 30352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.5095 | Disposed | 29352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.7056 | Disposed | 28352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.4822 | Disposed | 27352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.319 | Disposed | 26352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.3243 | Disposed | 25352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.491 | Disposed | 24352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.3273 | Disposed | 23352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.4793 | Disposed | 22352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.5566 | Disposed | 21352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.3084 | Disposed | 20352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.3173 | Disposed | 19352 | Direct |
| 2008-10-30 | Common Stock | S | 1000 | $53.5023 | Disposed | 18352 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-10-30 | Non-Qualified Stock Option (right to buy) | $27 | M | 32000 | Disposed | 2009-01-03 | Common Stock (32000) | Direct |
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