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RTX Corp — Director's Dealing 2008
Nov 6, 2008
29781_dirs_2008-11-06_cea995de-38e3-408f-8b80-4b24d6da041f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-10-27
Reporting Person: BELLEMARE ALAIN (President, P&W Canada)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14585 | Direct |
| Common Stock | 930.3996 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $31.705 | 2013-01-01 | Common Stock (31400) | Direct | |
| Non-Qualified Stock Option (right to buy) | $46.76 | 2014-01-08 | Common Stock (32000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.5 | 2015-01-02 | Common Stock (32000) | Direct | |
| Stock Appreciation Right | $56.53 | 2016-01-02 | Common Stock (27500) | Direct | |
| Stock Appreciation Right | $62.81 | 2017-01-02 | Common Stock (32000) | Direct | |
| Stock Appreciation Right | $75.21 | 2018-01-01 | Common Stock (38000) | Direct |
Footnotes
F1: The reporting person was also awarded 8,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
F2: The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
F3: The reporting person was also awarded 9,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.