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RTX Corp — Director's Dealing 2008
Dec 12, 2008
29781_dirs_2008-12-12_7191d83d-80e4-4327-bfc1-d97414ae0025.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2008-12-10
Reporting Person: KANGAS EDWARD A (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2008-12-10 | Phantom Stock Unit | $0 | A | 2603.6242 | Acquired | Common Stock (2603.6242) | Direct | |
| 2008-12-10 | Restricted Stock Units | $0 | A | 2082.8994 | Acquired | Common Stock (2082.8994) | Direct |
Footnotes
F1: Consists of Phantom Stock Units acquired by the reporting person in respect of
his/her annual retainer for services as a non-employee director under a company
program that provides for payment of all or a portion of the retainer in deferred
stock units. Upon termination of services on the Board of Directors, all such
Phantom Stock Units are payable in cash as a lump sum or in installments, at the
election of the director.
F2: Consists of a one-time grant of deferred Restricted Stock Units awarded on the
date of election. Vesting occurs over a five year period. Upon termination of
services on the Board of Directors, all such deferred Restricted Stock Units are
payable in cash.