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RTX Corp — Director's Dealing 2007
Jan 5, 2007
29781_dirs_2007-01-05_e2fc5461-5400-4c4f-aa85-4ce97946a762.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-01-03
Reporting Person: BUCKNALL WILLIAM L JR (SVP, Human Resources & Org.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-03 | Stock Appreciation Right | $62.8100 | A | 64000 | Acquired | 2017-01-02 | Common Stock (64000.0000) | Direct |
Footnotes
F1: The reporting person was also awarded 17,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
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