Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2007

Jan 5, 2007

29781_dirs_2007-01-05_051a38b1-86c3-4c31-9b29-907aa3ab814f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-12-26

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2006-12-26 Common Stock G 100 Disposed 1685589.0000 Direct
2006-12-26 Common Stock G 100 Disposed 1685489.0000 Direct
2006-12-29 Common Stock G 100 Disposed 1685389.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-01-03 Stock Appreciation Right $62.8100 A 436000 Acquired 2017-01-02 Common Stock (436000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10129.2810 Indirect

Footnotes

F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.

F2: The reporting person was also awarded 118,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.