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RTX Corp — Director's Dealing 2007
Jan 26, 2007
29781_dirs_2007-01-26_2388920a-064b-4c95-9350-dddddd078d0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-01-24
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-24 | Common Stock | M | 300000 | $18.9687 | Acquired | 1985389.0000 | Direct |
| 2007-01-24 | Common Stock | F | 85152 | $66.8300 | Disposed | 1900237.0000 | Direct |
| 2007-01-24 | Common Stock | F | 89387 | $66.8300 | Disposed | 1810850.0000 | Direct |
| 2007-01-25 | Common Stock | S | 5000 | $66.1500 | Disposed | 1805850.0000 | Direct |
| 2007-01-25 | Common Stock | S | 15461 | $66.2000 | Disposed | 1790389.0000 | Direct |
| 2007-01-25 | Common Stock | S | 12100 | $66.2500 | Disposed | 1778289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 20000 | $66.3000 | Disposed | 1758289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 5000 | $66.4182 | Disposed | 1753289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 5000 | $66.7000 | Disposed | 1748289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 10000 | $66.7500 | Disposed | 1738289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 4000 | $66.8000 | Disposed | 1734289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 5000 | $66.8004 | Disposed | 1729289.0000 | Direct |
| 2007-01-25 | Common Stock | S | 3900 | $67.0500 | Disposed | 1725389.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-24 | Non-Qualified Stock Option (right to buy) | $18.9687 | M | 300000 | Disposed | 2007-02-24 | Common Stock (300000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10173.0900 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.
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