Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2007

Jan 26, 2007

29781_dirs_2007-01-26_2388920a-064b-4c95-9350-dddddd078d0b.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-01-24

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2007-01-24 Common Stock M 300000 $18.9687 Acquired 1985389.0000 Direct
2007-01-24 Common Stock F 85152 $66.8300 Disposed 1900237.0000 Direct
2007-01-24 Common Stock F 89387 $66.8300 Disposed 1810850.0000 Direct
2007-01-25 Common Stock S 5000 $66.1500 Disposed 1805850.0000 Direct
2007-01-25 Common Stock S 15461 $66.2000 Disposed 1790389.0000 Direct
2007-01-25 Common Stock S 12100 $66.2500 Disposed 1778289.0000 Direct
2007-01-25 Common Stock S 20000 $66.3000 Disposed 1758289.0000 Direct
2007-01-25 Common Stock S 5000 $66.4182 Disposed 1753289.0000 Direct
2007-01-25 Common Stock S 5000 $66.7000 Disposed 1748289.0000 Direct
2007-01-25 Common Stock S 10000 $66.7500 Disposed 1738289.0000 Direct
2007-01-25 Common Stock S 4000 $66.8000 Disposed 1734289.0000 Direct
2007-01-25 Common Stock S 5000 $66.8004 Disposed 1729289.0000 Direct
2007-01-25 Common Stock S 3900 $67.0500 Disposed 1725389.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-01-24 Non-Qualified Stock Option (right to buy) $18.9687 M 300000 Disposed 2007-02-24 Common Stock (300000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10173.0900 Indirect

Footnotes

F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.