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RTX Corp — Director's Dealing 2007
Jan 26, 2007
29781_dirs_2007-01-26_3313bc16-0d9d-4c2a-99dc-1477cece0a4d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-01-24
Reporting Person: Hess David P (President, Hamilton Sundstrand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-01-24 | Common Stock | M | 35800 | $32.1700 | Acquired | 42095.0000 | Direct |
| 2007-01-24 | Common Stock | M | 36600 | $31.7050 | Acquired | 78695.0000 | Direct |
| 2007-01-24 | Common Stock | S | 3400 | $66.3600 | Disposed | 75295.0000 | Direct |
| 2007-01-24 | Common Stock | S | 1800 | $66.3500 | Disposed | 73495.0000 | Direct |
| 2007-01-24 | Common Stock | S | 1100 | $66.3400 | Disposed | 72395.0000 | Direct |
| 2007-01-24 | Common Stock | S | 1800 | $66.3300 | Disposed | 70595.0000 | Direct |
| 2007-01-24 | Common Stock | S | 1300 | $66.3200 | Disposed | 69295.0000 | Direct |
| 2007-01-24 | Common Stock | S | 10755 | $66.3100 | Disposed | 58540.0000 | Direct |
| 2007-01-24 | Common Stock | S | 25745 | $66.3000 | Disposed | 32795.0000 | Direct |
| 2007-01-24 | Common Stock | S | 6500 | $66.2900 | Disposed | 26295.0000 | Direct |
| 2007-01-24 | Common Stock | S | 8300 | $66.2800 | Disposed | 17995.0000 | Direct |
| 2007-01-24 | Common Stock | S | 5000 | $66.2700 | Disposed | 12995.0000 | Direct |
| 2007-01-24 | Common Stock | S | 6300 | $66.2600 | Disposed | 6695.0000 | Direct |
| 2007-01-24 | Common Stock | S | 400 | $66.2500 | Disposed | 6295.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-01-24 | Non-Qualified Stock Option (right to buy) | $32.1700 | M | 35800 | Disposed | 2012-01-01 | Common Stock (35800.0000) | Direct |
| 2007-01-24 | Non-Qualified Stock Option (right to buy) | $31.7050 | M | 36600 | Disposed | 2013-01-01 | Common Stock (36600.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6615.7300 | Indirect |
Footnotes
F1: The reporting person also directly owns 10,000 shares of United Technologies Restricted Common Stock.
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