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RTX Corp — Director's Dealing 2007
Mar 28, 2007
29781_dirs_2007-03-28_e5b20d0a-ed9a-4bd0-8a4e-037ae340aa72.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-03-27
Reporting Person: Brown William M (President, UTC Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-03-27 | Common Stock | M | 13000 | $18.2812 | Acquired | 13000.0000 | Direct |
| 2007-03-27 | Common Stock | S | 12200 | $66.0000 | Disposed | 800.0000 | Direct |
| 2007-03-27 | Common Stock | S | 800 | $66.0100 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-03-27 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 13000 | Disposed | 2008-01-01 | Common Stock (13000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2812.6040 | Indirect |
Footnotes
F1: The reporting person acquired these shares upon the exercise of options having an expiration date of 1/1/08. Of the 13,000 shares acquired, 3,601 shares were sold to cover the exercise price and 3,082 shares were sold to cover taxes. The reporting person will receive the proceeds of the sale of the 6,317 net shares.
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