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RTX Corp — Director's Dealing 2007
Apr 25, 2007
29781_dirs_2007-04-25_b348eec6-4b43-4e5b-91e7-8c9642abd76a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-04-23
Reporting Person: DARNIS GERAUD (President, Carrier Corporation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-04-23 | Common Stock | M | 62000 | $37.6250 | Acquired | 99212.3696 | Direct |
| 2007-04-23 | Common Stock | F | 34417 | $67.7800 | Disposed | 64795.3696 | Direct |
| 2007-04-23 | Common Stock | F | 10511 | $67.7800 | Disposed | 54284.3696 | Direct |
| 2007-04-24 | Common Stock | S | 5100 | $67.8100 | Disposed | 49184.3696 | Direct |
| 2007-04-24 | Common Stock | S | 1972 | $68.1000 | Disposed | 47212.3696 | Direct |
| 2007-04-24 | Common Stock | S | 994 | $67.8215 | Disposed | 46218.3696 | Direct |
| 2007-04-24 | Common Stock | S | 4006 | $68.0000 | Disposed | 42212.3696 | Direct |
| 2007-04-24 | Common Stock | S | 5000 | $67.8974 | Disposed | 37212.3696 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-04-23 | Non-Qualified Stock Option (right to buy) | $37.6250 | M | 62000 | Disposed | 2011-01-01 | Common Stock (62000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7454.9980 | Indirect |
Footnotes
F1: The reporting person also directly owns 4,224 shares of United Technologies Career Restricted Common Stock.
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