AI assistant
Sending…
RTX Corp — Director's Dealing 2007
Jun 22, 2007
29781_dirs_2007-06-22_482345c0-380c-41fc-8e54-e4a323ffbc4d.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-03-30
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-03-30 | Common Stock | G | 380 | — | Disposed | 1575009.0000 | Direct |
| 2007-04-12 | Common Stock | G | 535 | — | Disposed | 1574474.0000 | Direct |
| 2007-04-13 | Common Stock | G | 230 | — | Disposed | 1574244.0000 | Direct |
| 2007-04-20 | Common Stock | G | 900 | — | Disposed | 1573344.0000 | Direct |
| 2007-06-07 | Common Stock | G | 150 | — | Disposed | 1573194.0000 | Direct |
| 2007-06-20 | Common Stock | M | 200000 | $18.2812 | Acquired | 1773194.0000 | Direct |
| 2007-06-20 | Common Stock | F | 50902 | — | Disposed | 1722292.0000 | Direct |
| 2007-06-20 | Common Stock | F | 61995 | — | Disposed | 1660297.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $71.5270 | Disposed | 1655297.0000 | Direct |
| 2007-06-21 | Common Stock | S | 7500 | $71.6000 | Disposed | 1647797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $71.6948 | Disposed | 1642797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 10000 | $71.7000 | Disposed | 1632797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 10000 | $71.7500 | Disposed | 1622797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $71.8000 | Disposed | 1617797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $71.8700 | Disposed | 1612797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $71.9000 | Disposed | 1607797.0000 | Direct |
| 2007-06-21 | Common Stock | S | 4603 | $71.9337 | Disposed | 1603194.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $72.0000 | Disposed | 1598194.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $72.0188 | Disposed | 1593194.0000 | Direct |
| 2007-06-21 | Common Stock | S | 5000 | $72.0320 | Disposed | 1588194.0000 | Direct |
| 2007-06-21 | Common Stock | S | 15000 | $72.0500 | Disposed | 1573194.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-06-20 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 200000 | Disposed | 2008-01-01 | Common Stock (200000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10398.5460 | Indirect |
| Common Stock | 150000.0000 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.
F2: These shares were previously reported as directly beneficially owned but were contributed to a trust on March 27, 2007.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5