Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2007

Jun 22, 2007

29781_dirs_2007-06-22_482345c0-380c-41fc-8e54-e4a323ffbc4d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-03-30

Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2007-03-30 Common Stock G 380 Disposed 1575009.0000 Direct
2007-04-12 Common Stock G 535 Disposed 1574474.0000 Direct
2007-04-13 Common Stock G 230 Disposed 1574244.0000 Direct
2007-04-20 Common Stock G 900 Disposed 1573344.0000 Direct
2007-06-07 Common Stock G 150 Disposed 1573194.0000 Direct
2007-06-20 Common Stock M 200000 $18.2812 Acquired 1773194.0000 Direct
2007-06-20 Common Stock F 50902 Disposed 1722292.0000 Direct
2007-06-20 Common Stock F 61995 Disposed 1660297.0000 Direct
2007-06-21 Common Stock S 5000 $71.5270 Disposed 1655297.0000 Direct
2007-06-21 Common Stock S 7500 $71.6000 Disposed 1647797.0000 Direct
2007-06-21 Common Stock S 5000 $71.6948 Disposed 1642797.0000 Direct
2007-06-21 Common Stock S 10000 $71.7000 Disposed 1632797.0000 Direct
2007-06-21 Common Stock S 10000 $71.7500 Disposed 1622797.0000 Direct
2007-06-21 Common Stock S 5000 $71.8000 Disposed 1617797.0000 Direct
2007-06-21 Common Stock S 5000 $71.8700 Disposed 1612797.0000 Direct
2007-06-21 Common Stock S 5000 $71.9000 Disposed 1607797.0000 Direct
2007-06-21 Common Stock S 4603 $71.9337 Disposed 1603194.0000 Direct
2007-06-21 Common Stock S 5000 $72.0000 Disposed 1598194.0000 Direct
2007-06-21 Common Stock S 5000 $72.0188 Disposed 1593194.0000 Direct
2007-06-21 Common Stock S 5000 $72.0320 Disposed 1588194.0000 Direct
2007-06-21 Common Stock S 15000 $72.0500 Disposed 1573194.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-06-20 Non-Qualified Stock Option (right to buy) $18.2812 M 200000 Disposed 2008-01-01 Common Stock (200000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10398.5460 Indirect
Common Stock 150000.0000 Indirect

Footnotes

F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.

F2: These shares were previously reported as directly beneficially owned but were contributed to a trust on March 27, 2007.