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RTX Corp — Director's Dealing 2007
Jul 3, 2007
29781_dirs_2007-07-03_396877ca-4a6a-42a6-9341-6875295c271c.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-04-11
Reporting Person: Valentine Debra A (VP, Deputy GC and Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25534 | Direct |
| Common Stock | 420.909 | Indirect |
| Common Stock (Restricted) | 10000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $46.4749 | 2014-01-11 | Common Stock (31600.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.5000 | 2015-01-02 | Common Stock (32000.0000) | Direct | |
| Restricted Stock Units | $ | Common Stock (12057.9601) | Direct | ||
| Stock Appreciation Right | $56.5300 | 2016-01-02 | Common Stock (16200.0000) | Direct | |
| Stock Appreciation Right | $62.8100 | 2017-01-02 | Common Stock (20500.0000) | Direct |
Footnotes
F1: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group.
F2: These shares were inadvertently omitted from the reporting person's original Form 3.
F3: The reporting person was also awarded 4,980 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
F4: The reporting person was also awarded 5,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.