Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

RTX Corp Director's Dealing 2007

Sep 20, 2007

29781_dirs_2007-09-20_06d73abf-633a-4aca-a97c-379de248cf4f.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-09-19

Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2007-09-19 Common Stock M 28000 $18.2812 Acquired 30927.0000 Direct
2007-09-19 Common Stock S 8300 $78.2500 Disposed 22627.0000 Direct
2007-09-19 Common Stock S 600 $78.2600 Disposed 22027.0000 Direct
2007-09-19 Common Stock S 400 $78.2700 Disposed 21627.0000 Direct
2007-09-19 Common Stock S 281 $78.2800 Disposed 21346.0000 Direct
2007-09-19 Common Stock S 800 $78.2900 Disposed 20546.0000 Direct
2007-09-19 Common Stock S 600 $78.3000 Disposed 19946.0000 Direct
2007-09-19 Common Stock S 3333 $78.3100 Disposed 16613.0000 Direct
2007-09-19 Common Stock S 3200 $78.3200 Disposed 13413.0000 Direct
2007-09-19 Common Stock S 2500 $78.3300 Disposed 10913.0000 Direct
2007-09-19 Common Stock S 67 $78.3350 Disposed 10846.0000 Direct
2007-09-19 Common Stock S 3219 $78.3400 Disposed 7627.0000 Direct
2007-09-19 Common Stock S 100 $78.3500 Disposed 7527.0000 Direct
2007-09-19 Common Stock S 2600 $78.3700 Disposed 4927.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2007-09-19 Non-Qualified Stock Option (right to buy) $18.2812 M 28000 Disposed 2008-01-01 Common Stock (28000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 10035.8700 Indirect

Footnotes

F1: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.