AI assistant
Sending…
RTX Corp — Director's Dealing 2007
Sep 20, 2007
29781_dirs_2007-09-20_06d73abf-633a-4aca-a97c-379de248cf4f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-09-19
Reporting Person: ROGAN THOMAS I (Vice President, Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-09-19 | Common Stock | M | 28000 | $18.2812 | Acquired | 30927.0000 | Direct |
| 2007-09-19 | Common Stock | S | 8300 | $78.2500 | Disposed | 22627.0000 | Direct |
| 2007-09-19 | Common Stock | S | 600 | $78.2600 | Disposed | 22027.0000 | Direct |
| 2007-09-19 | Common Stock | S | 400 | $78.2700 | Disposed | 21627.0000 | Direct |
| 2007-09-19 | Common Stock | S | 281 | $78.2800 | Disposed | 21346.0000 | Direct |
| 2007-09-19 | Common Stock | S | 800 | $78.2900 | Disposed | 20546.0000 | Direct |
| 2007-09-19 | Common Stock | S | 600 | $78.3000 | Disposed | 19946.0000 | Direct |
| 2007-09-19 | Common Stock | S | 3333 | $78.3100 | Disposed | 16613.0000 | Direct |
| 2007-09-19 | Common Stock | S | 3200 | $78.3200 | Disposed | 13413.0000 | Direct |
| 2007-09-19 | Common Stock | S | 2500 | $78.3300 | Disposed | 10913.0000 | Direct |
| 2007-09-19 | Common Stock | S | 67 | $78.3350 | Disposed | 10846.0000 | Direct |
| 2007-09-19 | Common Stock | S | 3219 | $78.3400 | Disposed | 7627.0000 | Direct |
| 2007-09-19 | Common Stock | S | 100 | $78.3500 | Disposed | 7527.0000 | Direct |
| 2007-09-19 | Common Stock | S | 2600 | $78.3700 | Disposed | 4927.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-09-19 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 28000 | Disposed | 2008-01-01 | Common Stock (28000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10035.8700 | Indirect |
Footnotes
F1: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock and 5,000 shares of Restricted Common Stock.
More from RTX Corp
Regulatory Filings
2026
Jun 1
Declaration of Voting Results & Voting Rights Announcements
2026
May 4
Major Shareholding Notification
2026
Apr 30
Interim / Quarterly Report
2026
Apr 21
Earnings Release
2026
Apr 21
Major Shareholding Notification
2026
Mar 27
Annual Report
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Proxy Solicitation & Information Statement
2026
Mar 9
Regulatory Filings
2026
Mar 5