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RTX Corp — Director's Dealing 2007
Sep 20, 2007
29781_dirs_2007-09-20_1d9d5337-58ad-406d-9c27-b1750e7bf424.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-08-27
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-08-27 | Common Stock | G | 1000 | — | Disposed | 1572194.0000 | Direct |
| 2007-09-18 | Common Stock | M | 100000 | $18.2812 | Acquired | 1672194.0000 | Direct |
| 2007-09-18 | Common Stock | F | 23390 | $78.1600 | Disposed | 1648804.0000 | Direct |
| 2007-09-18 | Common Stock | F | 31854 | $78.1600 | Disposed | 1616950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 5000 | $78.4500 | Disposed | 1611950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 5000 | $78.5500 | Disposed | 1606950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 5000 | $78.6000 | Disposed | 1601950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 5000 | $78.6500 | Disposed | 1596950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 10000 | $78.7000 | Disposed | 1586950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 5000 | $78.7500 | Disposed | 1581950.0000 | Direct |
| 2007-09-19 | Common Stock | S | 4756 | $78.6831 | Disposed | 1577194.0000 | Direct |
| 2007-09-19 | Common Stock | S | 5000 | $78.8338 | Disposed | 1572194.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-09-18 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 100000 | Disposed | 2008-01-01 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10437.4940 | Indirect |
| Common Stock | 150000.0000 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.
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