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RTX Corp — Director's Dealing 2007
Sep 20, 2007
29781_dirs_2007-09-20_770f95af-fd68-41de-9ccc-2a405b8bad85.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-09-19
Reporting Person: CHENEVERT LOUIS (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-09-19 | Common Stock | M | 100000 | $27.0000 | Acquired | 187511.0000 | Direct |
| 2007-09-19 | Common Stock | F | 34221 | $78.9000 | Disposed | 153290.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.6090 | Disposed | 115309.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1400 | $78.6100 | Disposed | 113909.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1000 | $78.6200 | Disposed | 112909.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.6280 | Disposed | 112809.0000 | Direct |
| 2007-09-20 | Common Stock | S | 200 | $78.6300 | Disposed | 112609.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.6350 | Disposed | 112509.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.6380 | Disposed | 112409.0000 | Direct |
| 2007-09-19 | Common Stock | F | 27281 | $78.9000 | Disposed | 126009.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1100 | $78.5000 | Disposed | 124909.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1000 | $78.5100 | Disposed | 123909.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1200 | $78.5200 | Disposed | 122709.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.5250 | Disposed | 122609.0000 | Direct |
| 2007-09-20 | Common Stock | S | 800 | $78.5300 | Disposed | 121809.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.5390 | Disposed | 121709.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1100 | $78.5400 | Disposed | 120609.0000 | Direct |
| 2007-09-20 | Common Stock | S | 300 | $78.5450 | Disposed | 120309.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.5470 | Disposed | 120209.0000 | Direct |
| 2007-09-20 | Common Stock | S | 300 | $78.5490 | Disposed | 119909.0000 | Direct |
| 2007-09-20 | Common Stock | S | 800 | $78.5500 | Disposed | 119109.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.5550 | Disposed | 119009.0000 | Direct |
| 2007-09-20 | Common Stock | S | 800 | $78.5600 | Disposed | 118209.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.5650 | Disposed | 118109.0000 | Direct |
| 2007-09-20 | Common Stock | S | 300 | $78.5700 | Disposed | 117809.0000 | Direct |
| 2007-09-20 | Common Stock | S | 300 | $78.5800 | Disposed | 117509.0000 | Direct |
| 2007-09-20 | Common Stock | S | 1400 | $78.5900 | Disposed | 116109.0000 | Direct |
| 2007-09-20 | Common Stock | S | 100 | $78.5950 | Disposed | 116009.0000 | Direct |
| 2007-09-20 | Common Stock | S | 600 | $78.6000 | Disposed | 115409.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-09-19 | Non-Qualified Stock Option (right to buy) | $27.0000 | M | 100000 | Disposed | 2009-01-03 | Common Stock (100000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2993.0460 | Indirect |
Footnotes
F1: This Form 4 represents one of two Form 4s to be filed today due to the sale of 19,249 shares of United Technologies Corporation common stock on September 20, 2007.
F2: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock.
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