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RTX Corp — Director's Dealing 2007
Nov 15, 2007
29781_dirs_2007-11-15_cfe23ee4-b14e-4911-865d-aacb0916432b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-11-13
Reporting Person: GARNIER JEAN PIERRE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-11-13 | Common Stock | M | 8000 | $24.6094 | Acquired | 13825 | Direct |
| 2007-11-13 | Common Stock | S | 1325 | $74.8 | Disposed | 12500 | Direct |
| 2007-11-13 | Common Stock | S | 3400 | $74.79 | Disposed | 9100 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-11-13 | Non-Qualified Stock Option (right to buy) | $24.6094 | M | 8000 | Disposed | 2008-04-29 | Common Stock (8000) | Direct |
Footnotes
F1: The reporting person also directly owns 6,400 shares of United Technologies
Restricted Common Stock.
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