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RTX Corp — Director's Dealing 2007
Dec 7, 2007
29781_dirs_2007-12-07_f7565e8a-3d9e-4005-b15a-9ba88af1c018.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-12-06
Reporting Person: DAVID GEORGE AL (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-06 | Common Stock | M | 200000 | $18.2812 | Acquired | 1768354 | Direct |
| 2007-12-06 | Common Stock | F | 46881 | $77.99 | Disposed | 1721473 | Direct |
| 2007-12-06 | Common Stock | F | 63667 | $77.99 | Disposed | 1657806 | Direct |
| 2007-12-07 | Common Stock | S | 1100 | $78.4 | Disposed | 1656706 | Direct |
| 2007-12-07 | Common Stock | S | 3900 | $78.1273 | Disposed | 1652806 | Direct |
| 2007-12-07 | Common Stock | S | 4726 | $78.207 | Disposed | 1648080 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.22 | Disposed | 1643080 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.26 | Disposed | 1638080 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.1086 | Disposed | 1633080 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0693 | Disposed | 1628080 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.1264 | Disposed | 1623080 | Direct |
| 2007-12-07 | Common Stock | S | 10000 | $78 | Disposed | 1613080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-12-06 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 200000 | Disposed | 2008-01-01 | Common Stock (200000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10443.479 | Indirect |
| Common Stock | 150000 | Indirect |
Footnotes
F1: The reporting person also directly owns 97,064 shares of United Technologies
Career Restricted Common Stock.
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