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RTX Corp — Director's Dealing 2007
Dec 7, 2007
29781_dirs_2007-12-07_fe5a4180-3b33-4880-8220-c9a2ce766ade.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2007-12-07
Reporting Person: BUCKNALL WILLIAM L JR (SVP, Human Resources & Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-12-07 | Common Stock | M | 90000 | $37.625 | Acquired | 153409 | Direct |
| 2007-12-07 | Common Stock | S | 1590 | $78.1544 | Disposed | 151819 | Direct |
| 2007-12-07 | Common Stock | S | 2995 | $78.1 | Disposed | 148824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.05 | Disposed | 143824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0359 | Disposed | 138824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.03 | Disposed | 133824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0178 | Disposed | 128824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0461 | Disposed | 123824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0411 | Disposed | 118824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0486 | Disposed | 113824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0024 | Disposed | 108824 | Direct |
| 2007-12-07 | Common Stock | S | 5000 | $78.0469 | Disposed | 103824 | Direct |
| 2007-12-07 | Common Stock | S | 7005 | $77.92 | Disposed | 96819 | Direct |
| 2007-12-07 | Common Stock | S | 33410 | $78 | Disposed | 63409 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-12-07 | Non-Qualified Stock Option (right to buy) | $37.625 | M | 90000 | Disposed | 2011-01-01 | Common Stock (90000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2021.728 | Indirect |
Footnotes
F1: The reporting person also directly owns 27,448 shares of United Technologies
Career Restricted Common Stock.
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