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RTX Corp Director's Dealing 2006

Mar 16, 2006

29781_dirs_2006-03-16_9025c5e9-d87f-42d6-82e6-35acab7acf48.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-03-08

Reporting Person: Pino Jeffrey P (President, Sikorsky Aircraft)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1156 Direct
Common Stock 2126.1282 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option (right to buy) $35.0250 2012-01-31 Common Stock (20000.0000) Direct
Non-Qualified Stock Option (right to buy) $31.7050 2013-01-01 Common Stock (30000.0000) Direct
Non-Qualified Stock Option (right to buy) $46.7600 2014-01-08 Common Stock (27000.0000) Direct
Non-Qualified Stock Option (right to buy) $51.5000 2015-01-02 Common Stock (24500.0000) Direct
Stock Appreciation Right $56.5300 2016-01-02 Common Stock (23000.0000) Direct

Footnotes

F1: The reporting person was also awarded 7,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.