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RTX Corp — Director's Dealing 2006
Mar 16, 2006
29781_dirs_2006-03-16_9025c5e9-d87f-42d6-82e6-35acab7acf48.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-03-08
Reporting Person: Pino Jeffrey P (President, Sikorsky Aircraft)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1156 | Direct |
| Common Stock | 2126.1282 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $35.0250 | 2012-01-31 | Common Stock (20000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $31.7050 | 2013-01-01 | Common Stock (30000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $46.7600 | 2014-01-08 | Common Stock (27000.0000) | Direct | |
| Non-Qualified Stock Option (right to buy) | $51.5000 | 2015-01-02 | Common Stock (24500.0000) | Direct | |
| Stock Appreciation Right | $56.5300 | 2016-01-02 | Common Stock (23000.0000) | Direct |
Footnotes
F1: The reporting person was also awarded 7,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.
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