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RTX Corp — Director's Dealing 2006
Apr 21, 2006
29781_dirs_2006-04-21_58843720-f0a5-4fbc-909c-2ff94b9a5d3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UNITED TECHNOLOGIES CORP /DE/ (UTX)
CIK: 0000101829
Period of Report: 2006-04-19
Reporting Person: BUCKNALL WILLIAM L JR (SVP, Human Resources & Org.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-04-19 | Common Stock | M | 100000 | $18.9687 | Acquired | 244469.0000 | Direct |
| 2006-04-19 | Common Stock | F | 30205 | $62.8000 | Disposed | 214264.0000 | Direct |
| 2006-04-19 | Common Stock | F | 28987 | $62.8000 | Disposed | 185277.0000 | Direct |
| 2006-04-19 | Common Stock | M | 80000 | $18.2812 | Acquired | 265277.0000 | Direct |
| 2006-04-19 | Common Stock | F | 23289 | $62.8000 | Disposed | 241988.0000 | Direct |
| 2006-04-19 | Common Stock | F | 23554 | $62.8000 | Disposed | 218434.0000 | Direct |
| 2006-04-19 | Common Stock | M | 20000 | $18.2812 | Acquired | 238434.0000 | Direct |
| 2006-04-19 | Common Stock | F | 5823 | $62.8000 | Disposed | 232611.0000 | Direct |
| 2006-04-19 | Common Stock | F | 5888 | $62.8000 | Disposed | 226723.0000 | Direct |
| 2006-04-20 | Common Stock | S | 3500 | $63.7400 | Disposed | 223223.0000 | Direct |
| 2006-04-20 | Common Stock | S | 2000 | $63.7300 | Disposed | 221223.0000 | Direct |
| 2006-04-20 | Common Stock | S | 4500 | $63.7500 | Disposed | 216723.0000 | Direct |
| 2006-04-20 | Common Stock | S | 72254 | $63.7000 | Disposed | 144469.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-04-19 | Non-Qualified Stock Option (right to buy) | $18.9687 | M | 100000 | Disposed | 2007-02-24 | Common Stock (100000.0000) | Direct |
| 2006-04-19 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 80000 | Disposed | 2008-01-01 | Common Stock (80000.0000) | Direct |
| 2006-04-19 | Non-Qualified Stock Option (right to buy) | $18.2812 | M | 20000 | Disposed | 2008-01-01 | Common Stock (20000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5743.7760 | Indirect |
Footnotes
F1: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock.
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